AML & KYC Manager – Investment Funds

Introduction:

Our client is a leading global Investment Management Company and is looking for an AML & KYC Manager – Investment Funds. Due to significant and continued growth in Luxembourg.

Overview:

• In the role, you will be responsible for compliance monitoring and advisory to the business. You will be responsible for training business managers on compliance matters.
• You will work closely with the Head of compliance on the implementation of compliance procedures and policies.
• You will be responsible for supporting and working with the Head of Compliance in ensuring the activities meet legal and regulatory requirements, and for identifying and reporting any significant compliance risk issues to Senior Management and Global Compliance.
• Additionally, you will also act as the Deputy Money Laundering Reporting Officer (MLRO) and Deputy Privacy Officer.

Job Description:

• Proactively identifies situations that may pose significant compliance risk and guides management in the development/reviewing of applicable policies, procedures and business practices.
• Provides advice and training on anti-money laundering, sanctions and privacy matters and provides advice on AML and CFT matters, including carrying out AML risk assessments.
• Works with the EMEA Regional Compliance Monitoring & Testing team to ensure the annual programme reflects key areas of compliance risk in the relevant offices and is executed on a timely basis.
• Works with the EMEA Regulatory Developments Co-ordinator in the review and analysis of new regulatory developments and maintains oversight of developments impacting EMEA business activities.
• Researches and helps with the implementation of new regulatory changes.
• Builds effective internal and external networks that ensure awareness and application of best practice across the organisation.
• Develops intergroup relationships.

Candidate Profile:

• 5+ years compliance experience within the investment funds business
• AIFMD and UCITS experience
• Extensive AML and KYC compliance experience
• Experience in implementing compliance procedures and policies