Compliance Officer – Asset Management

Company Profile

Our client is a human-sized asset manager offering a diverse and generalist compliance role mixing regulatory and AML work. You will join a team of two in compliance and report into the Conducting Officer. This is an excellent chance to receive a strong learning curve in a supportive environment!

Responsibilities:

• Ensure compliance of the company with applicable regulations
• Undertaking ongoing compliance monitoring on the basis of a risk-based compliance monitoring programme;
• Undertaking compliance risk assessments;
• Assessing the appropriateness of internal policies, procedures and guidelines;
• Perform initial and ongoing AML-ATF risk assessments of new clients / existing clients, and ensure periodic update and review of AML-ATF documentation
• Drafting policies and best practice procedures;
• Oversee the activities which have been delegated to external parties (i.e. Registrar and Transfer Agents activities)
• Being part of the onboarding process of the new client;
• Providing advice and assisting the staff of the AIFM on the regulatory implications of actual and new regulations and changes to the business;
• Raising staff’s awareness to comply with AIFM rules and regulations;
• Perform legal watch to ensure the Company’s compliance;

Requirements:

• University-educated – Law degree and LLM will be considered as an asset;
• Minimum 2 years of experience in a similar role (AIFM, UCITS ManCo or PSF)
• Knowledge of the AIFMD or UCITS CSSF Circulars related to compliance;
• Strong interpersonal skills;
• Excellent verbal and written skills in English, another language is favourable;
• Ability to work independently and as part of a team.

Offer:

• Attractive salary of 85,000 EUR and benefits (banking convention)
• Friendly working atmosphere;
• Working from home policy
• Boost and develop your skills with strong growth potential;
• External training and upskilling is encouraged and provided for.

Interested?

If you are interested in this job opportunity, please do not hesitate to send us your resume.

– CONFIDENTIALITY ASSURED –

All the applications will remain totally confidential.